Alternative Dispute Resolution
Deep Industries Ltd. v. ONGC
(2020) 15 SCC 706
- Citation
- (2020) 15 SCC 706
- Court
- Supreme Court of India
- Date
- 28 November 2019
- Bench
- R.F. Nariman, S. Ravindra Bhat and V. Ramasubramanian, JJ.
Facts
- ONGC awarded Deep Industries a contract involving supply and operation of a mobile air-compressor unit for a fixed period.
- ONGC later alleged that the equipment supplied was second-hand and did not satisfy the contractual requirements.
- ONGC:
- terminated the contract;
- blocked Deep Industries’ vendor code; and
- initiated blacklisting action.
- Deep Industries invoked arbitration.
- A retired judge was appointed as sole arbitrator.
- During arbitration, Deep Industries applied under Section 17 for interim protection against the termination and blacklisting consequences.
- The tribunal passed an interim order.
- ONGC challenged the order under Section 37.
- After the Section 37 proceedings, the matter was taken before the Gujarat High Court under Articles 226 and 227 of the Constitution.
- The High Court interfered with the arbitral interim order.
- Deep Industries appealed to the Supreme Court, arguing that writ jurisdiction had been used as an impermissible second appeal.
Issue
- Whether High Courts may exercise writ or supervisory jurisdiction over orders arising during arbitration.
- Whether Article 227 can be used after the statutory Section 37 remedy has been exercised.
- What level of restraint is required under Section 5 of the Arbitration Act.
Rule
- The constitutional powers under Articles 226 and 227 cannot be completely excluded by legislation.
- Nevertheless, where the Arbitration Act provides a complete remedial structure, High Courts must exercise those powers with extreme restraint.
- Section 5 expresses a policy of minimum judicial intervention.
- Section 37 deliberately provides appeals only against specified orders.
- Writ jurisdiction cannot be used to create:
- a second appeal;
- an appeal against a non-appealable order; or
- routine merits review during arbitration.
- Intervention may be justified only where an order is patently without inherent jurisdiction or produces an exceptional failure of justice.
Application
- ONGC had already used the statutory appellate remedy under Section 37.
- It then sought further reconsideration through Article 227.
- The Supreme Court held that this undermined the carefully limited appeal structure of the Arbitration Act.
- Parliament intentionally restricted arbitral appeals so that parties could not repeatedly interrupt proceedings.
- Permitting routine Article 227 challenges would mean that every:
- Section 17 order;
- procedural decision;
- jurisdictional ruling; or
- Section 37 judgment could generate another round of litigation.
- The Court described the Section 37 appeal as the party’s statutory “bite at the cherry.”
- A writ petition should not provide another bite merely because the High Court believed that a different factual or contractual interpretation was preferable.
- The question was not whether the arbitral order was unquestionably correct.
- It was whether the tribunal or appellate court had acted so completely outside its legal authority that constitutional correction was indispensable.
- No such exceptional defect was established.
- The tribunal was properly constituted and possessed power under Section 17 to grant interim measures.
- The Section 37 court also possessed statutory appellate jurisdiction.
- Any alleged error therefore occurred within jurisdiction.
- Such an error could not justify transforming Article 227 into another arbitral appeal.
- The Supreme Court also emphasised that arbitral efficiency depends upon allowing the tribunal to continue without repeated court supervision.
- Courts may eventually examine the award under Section 34.
- Until then, interlocutory interference must remain rare.
- The decision does not eliminate constitutional jurisdiction.
- It creates a high threshold directed at:
- patent lack of jurisdiction;
- manifest bad faith;
- extreme perversity producing injustice; or
- absence of any effective statutory remedy.
- Bhaven Construction later reaffirmed and strengthened this restrictive approach.
Conclusion
- The Supreme Court set aside the High Court’s intervention.
- It held that Article 227 could not be used as a routine second appeal against an arbitral interim order and the resulting Section 37 decision.
- High Courts must interfere only in exceptionally rare cases of patent jurisdictional failure.
- Use this case for: writ jurisdiction survives in theory but cannot be used to bypass the limited appellate structure of the Arbitration Act.